Falcon Wealth Planning, Inc.
● SEC registered since 2018CRD 174092SEC# 801-112659Ontario, CA
Reg. AUM
$1.96B
Employees
41
Accounts
5,567
Location
Ontario, CA
Falcon Wealth Planning, Inc. assets under management
Falcon Wealth Planning, Inc. is an SEC-registered investment adviser based in Ontario, CA. The firm has been registered since 2018. It reports $2 billion in regulatory assets under management and employs 41 people.
Falcon Wealth Planning, Inc. owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Falcon Wealth Holding Co. Control | Owner | Over 75% | 2026 |
| Gabriel Abraham Shahin Control | Ceo | Under 5% | 2022 |
| Peter Fredrick Gautreau | Cfo | Under 5% | 2018 |
| Rachel Anne Vonbank Control | Chief Compliance Officer | Under 5% | 2024 |
| Ray Ramos Bartolome | Chief Operating Officer | Under 5% | 2021 |
| Falcon Wealth Managers, Inc. Control | Owner | Over 75% | 2026 |
Frequently asked questions
How much does Falcon Wealth Planning, Inc. manage?
Falcon Wealth Planning, Inc. reports $2 billion in regulatory assets under management on its Form ADV.
How many employees does Falcon Wealth Planning, Inc. have?
Falcon Wealth Planning, Inc. reports 41 employees.
Where is Falcon Wealth Planning, Inc. located?
Falcon Wealth Planning, Inc. is based in Ontario, CA and has been SEC-registered since 2018.
Does Falcon Wealth Planning, Inc. disclose fund performance?
Falcon Wealth Planning, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 3400 Inland Empire Blvd., Suite 100, Ontario, CA 91764 |
| Phone | 855-963-2526 |
| Fax | 844-822-4127 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$1.96B▲ 91%
Jan '25Form ADV, monthlyAug '26
How this firm compares
Regulatory AUMTop 23%
Larger than 77% of 16,340 advisers
EmployeesTop 14%
More than 86% of 16,820 advisers
Assets under management
$1.96Bregulatory AUM
Discretionary $1.93BNon-discretionary $23.4M