Heritage Wealth Management, Inc.
● SEC registered since 2025CRD 159158SEC# 801-132674Woburn, MA
Reg. AUM
$153.2M
Employees
2
Accounts
369
Location
Woburn, MA
Heritage Wealth Management, Inc. assets under management
Heritage Wealth Management, Inc. operates as an SEC-registered investment adviser based in Woburn, MA. The firm has been registered since 2025. It reports $153.2 million in regulatory assets under management and employs 2 people.
Heritage Wealth Management, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Katherine Salome Horgan | Senior Managing Principal/Cio | Under 5% | 2025 |
| Vincent Serratore Control | Senior Managing Director, Cco | Over 75% | 2011 |
Frequently asked questions
How much does Heritage Wealth Management, Inc. manage?
Heritage Wealth Management, Inc. reports $153.2 million in regulatory assets under management on its Form ADV.
How many employees does Heritage Wealth Management, Inc. have?
Heritage Wealth Management, Inc. reports 2 employees.
Where is Heritage Wealth Management, Inc. located?
Heritage Wealth Management, Inc. is based in Woburn, MA and has been SEC-registered since 2025.
Does Heritage Wealth Management, Inc. disclose fund performance?
Heritage Wealth Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 100 Trade Center Drive, Suite G-700, Woburn, MA 01801 |
| Phone | 800-620-9330 |
| Office hours | By Appointment Only |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$153.2M▲ 30%
Mar '25Form ADV, monthlyAug '26
How this firm compares
Regulatory AUMTop 83%
Larger than 17% of 16,340 advisers
EmployeesTop 86%
More than 14% of 16,820 advisers
Assets under management
$153.2Mregulatory AUM
Discretionary $153.2M