Keith Williams
Chief Compliance OfficerProspect Capital Advisors, LLCCRD 7625934
About Keith Williams
Keith Williams is listed as Chief Compliance Officer at Prospect Capital Advisors, LLC in Sausalito, CA. Form ADV reports a beneficial ownership band of Under 5%. Keith Williams is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Prospect Capital Advisors, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Keith Williams work?
Keith Williams is listed as Chief Compliance Officer at Prospect Capital Advisors, LLC on SEC Form ADV.
How much of Prospect Capital Advisors, LLC does Keith Williams own?
Form ADV reports a beneficial ownership band of Under 5%.
Prospect Capital Advisors, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2022 |
4d Advisors, LLC
| Title | Chief Compliance Officer, Chief Financial Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2025 |